Section 14 Securities and Exchange Act B.E. 2535 Section 14. The SEC shall have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities
investment as specified in the notification of the SEC.” (As amended by Section 3 of the Securities and Exchange Act (No.2) B.E. 2542) "listed securities" means registered or authorized securities for trading
as specified in the notification of the SEC.” (As amended by Section 3 of the Securities and Exchange Act (No.2) B.E. 2542) "listed securities" means registered or authorized securities for trading in
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Section 108 Securities and Exchange Act B.E. 2535 Section 108. A securities company shall publish particulars or disclose any other information concerning the securities company in accordance with