ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 21/08/2007 - 29/08/2007
List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to
the share price manipulation of Chai Watana Tannery Group PLC (CWT) by handling the trading orders of CWT shares for a group of persons. She also traded CWT shares for herself through Mr. Payut
Mr. Sagha Sakulekpaisan During April 24 - May 2, 2008, Mr. Sagha Sakulekpaisan (formerly Chakchai (Thana) Sae Jiem, also known as “Here-Tee”) traded shares of three companies - Focus Development and
Mr. Somchai Chaisrichawala From September 13 to November 16, 2006, Somchai Chaisrichawla colluded with other person, in using Somchai?s and other persons? securities trading accounts to continuously
Mr. Sornnon Sudtiastasilp Between March 18, 2008 and October 9, 2008, Mr. Sornnon Sudtiastasilp colluded or agreed with other persons to continuously trade shares of Thaiyuanmetal Pubic Company
Miss Naraporn Chuvessiriporn Between March 18, 2008 and October 9, 2008, Miss Naraporn Chuvessiriporn colluded or agreed with other persons to continuously trade shares of Thaiyuanmetal Pubic Company
Miss Nacharat Sirithep Between March 18, 2008 and October 9, 2008, Miss Nacharat Sirithep colluded or agreed with other persons to continuously trade shares of Thaiyuanmetal Pubic Company Limited
Mr. Thanatdej Sudtiastasilp (or Mr. Jiraphoj Phatiphothiwat) Between March 18, 2008 and October 9, 2008, Mr. Thanatdej Sudtiastasilp (or Mr. Jiraphoj Phatiphothiwat) colluded or agreed with other
to into thinking that these securities were traded in significant volume and lured others to participate in the trading. SEC Act S.243(1) in conjunction with 244 and 243(2) Criminal Complaint Filed