orders where the purchase were initially paid by her family's money and later by her own money.Using client's account to trade securities for her own benefits was in violation to the Notifications of
the IP address of KTB Securities for a certain period of time. She used her own money to trade securities since the account was opened.(1) Using client's account to trade securities for one's own
to trade securities on client's behalf. In addition, it was found that trading orders were submitted by {A}, {B} or Kantanapat, or via internet in the approximate periods and sometimes were the orders
), submitted orders for clients to trade shares of Unique Engineering and Construction PCL., (UNIQ) in a manner that inflated the share prices. The order were split into a number of orders despite it could be
Suraphong, Patinya, and Kingkarn whose beneficiary in her securities account was Praphol, colluded to trade big lots of KIAT shares several times at higher prices as manipulated by the group of offenders
to use her trading accounts and bank account to trade securities and clear the trading orders. Such collusion in executing trading orders of TIGER stocks of Atthavut and Sujeera in such manners
trading accounts and bank account to trade securities and clear the trading orders. Such collusion in executing trading orders of TIGER stocks of Atthavut and Sujeera in such manners caused the TIGER stock
Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and
account or submit trading order via the internet with the IP address of securities firm. **Details of sanctions are as follows: 1. Suspended Ashiya Ashiyakul from his duty as the approved capital market
securities companies? rules strictly and do not meddle with the client's assets and trading account or submit trading order via the internet with the IP address of securities firm. **Details of sanctions are