assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth

taxation barriers to the effectiveness of the passport.Next MeetingThe next face to face meeting of the JC will be planned for September - October 2018 in New Zealand.BackgroundThe Passport is a multilateral

Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of

OSMEP Director Veerapong Malai stated that OSMEP has a mission to integrate and foster the growth and enhance the international competitiveness of SMEs by working together with alliances in all

abreast of the market situation, to be able to make decisions to trade capital market products on behalf of their clients, provided that consent from the clients must be obtained and such investments

technological advancement, as well as how to protect investors and create a fair and efficient capital market.2.    Rebuilding the Future of Finance: Digital Assets & Proof-of-Responsibility The panel will

Capital Market Supervisory Board recently approved infrastructure trust regulations,  scheduled to become effective early next year.  The new regulations will widen fund raising channels for domestic and

Province Warehouse : 998 Moo 2, Bang Pu Industrial Estate, next to Soi 1C, off Soi Thetsaban Bang Pu 77 (Bang Pu Industrial Estate), Sukhumvit Sai Kao Road (Highway No. 3), Phraekkasa Sub-district, Mueang

in the summer ahead of the final publica- tion at the annual meeting of the Asian Roundtable, 3-4 October 2011 in Bali, Indonesia. The next phase of the Roundtable will focus on how to change behaviour

to abide by the Securities and Exchange Act, B.E. 2535 (1992) and the Derivatives Act, B.E. 2546 (2003). They must not have behavior for unfair trade. Examples are analyses with distorted