With the view to ensure more effective oversight, the SEC has sought comments on the proposed revisions regarding the issuance of debt securities of the LiVEx listed companies,* such as determination of criteria for application for approval for issuing and offering of debt securities in line with non-listed companies and duties for preparing and submitting reports on financial condition and business operation after the offering. Furthermore, the SEC has proposed a revision to the timeline for su...

periods as well as popular funds seem to considerably attract more investment money than others.  Unfortunately, most investors tend to buy high and sell low, getting caught in a wrong market timing. It is

derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015.  The draft amendments have

.   In addition, efficiency of legal enforcement will be enhanced by improving timeframes of case management on investigation and complaint handling, and cooperating with relevant agencies such as the SET

procedures and set timeframes for derivatives clearing and settlement, and clearly define the timing of settlement finality in the relevant rules; (3) establish clear procedures and methods for events of

the following timeframes: (1) in case where the applicant submits the application for approval of the qualifications of the applicant under (1) of Paragraph 2 of Clause 5 and the application for

CRITERIA LFGITIMATE Trustworthy Accountable ACCESSIBLE Known Variety of access points Assistance to overcome barriers PREDICTABLE Clear procedures Clear timeframes EQUITABLE Fair access to information

2023 Disclosure of the impacts of climate-related risks and opportunities from physical risks, with an estimate of financial impacts, specifying the expected timeframes in the short, medium, and long

Rules and Periods for Report Submission of Securities Companies

submit the financial statements through the One For All Reporting System of the SEC Office within the period specified in the notification which are (1) the financial statements for the six-month periods