as a chief legal counsel for KARAT?s takeover deal before it was publicly disclosed.Following the results from the investigation on the trading of Grand Asset Development Plc. ("GRAND") shares in 2006
Bangkok, September 19, 2011- The SEC proposed amendment to the Securities and Exchange Act B.E. 2535 (SEA) regarding provisions against unfair securities trading practices and supporting capital
regard to recent dissemination of unsubstantiated information about listed companies, in such matters as business takeover, prospective purchase or sale of shares by major shareholders and investigation to
- 8 3 2 Insider trading - 4 - - Securities acquisition for business takeover - - 2 - Issuance and offering of securities 35 26 9 7 Corporate fraud 4 1 18 18 Others 9 3 2 1 AnnUAL TOTAL 71 42 35 28
Co., Ltd., for using inside information not yet disclosed to the public in the trading of Grand Asset Development Plc. (GRAND) shares for his own benefit while performing duty as a legal consultant for
. Acquisition of securities for business takeover Derivatives Act Disclosure of information by the SEC Office Derivatives business operator Derivatives trading center Derivatives clearinghouse
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best