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Securities and Exchange Commission (SEC) is proposing amendment to the takeover regulations. The existing regulations require that people who make a tender offer for all securities of the business
Bangkok, August 13, 2008 ? The SEC conducted in June a public hearing on the revision of takeover regulations regarding the definition and scope of ?acting in concert? subject to reporting or tender
ในทางปฏิบัติบางประการ และเป็นภาระแก่ภาคเอกชนในการขอผ่อนผันการทำคำเสนอซื้อ ก.ล.ต. จึงเปิดรับฟังความคิดเห็นการปรับปรุงหลักเกณฑ์การเข้าถือหลักทรัพย์เพื่อครอบงำกิจการ (Takeover) ตามที่ได้รับความเห็นชอบ
Appointment and Designation of Powers and Responsibilities of Takeover Panel
accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts
: Nattavut Kitprasert made unauthorized trading orders for his clients and intentionally bypassing the phone communication recording system when giving advice and taking trading orders by asking his clients to
Alert list. The application is easy and swift to navigate on the phone screen. One must only type in a name, to know whether it is approved, licensed, qualified, or registered under the supervision of
GRAND?s takeover deal, and another fine of 333,333.33 baht (approximately USD9523) on Saowapak Arunvej, his secretary, for aiding Ratchanon in this misconduct. Following the referral from the Stock