, misappropriating and defrauding client assets, and performing duties unethically. The revocation has taken effect since September 15, 2007. According to the SEC findings, Siwakorn?s misconducts against
further probe revealed that she interfered with a client's asset by transferring cash into the client's account. {C} admitted that she had done so to take responsibility for the client's investment loss due
to transfer the money received from the mutual fund units redeemed to her own account for personal use; 2. Transferring additional deposit from the client’s account to her own account on
, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her
Approval Deficiencies and Action Taken {{detail.auditor}} {{detail.auditor2}} {{detail.number}} {{detail.periodApproval}} {{detail.operation}} {{detail.operation2}} {{detail.labelLink}} List of auditor with
Approval Deficiencies and Action Taken {{detail.auditor}} {{detail.auditor2}} {{detail.number}} {{detail.periodApproval}} {{detail.operation}} {{detail.operation2}} {{detail.labelLink}} List of auditor with
clarification of the facts in such case within 29 March 2023, in relation to the impacts on the company and the clients as well as further actions to be taken by the company. In this connection, Zipmex was
environmental, social and governance (ESG) principles are taken into consideration for sustainable growth of Thailand, at the SEC Office on 30 October 2023.
decrease in unit transferring. There was no project completed construction in Q3/2017 while there were M Thonglor10 started transferring in Q3/2016 and Manor Sanambinnam continued transferring since Q2/2016
development business in the second quarter of the year 2020, has decreased from the year 2019 in equivalent to 35.35 percent because of the transferring asset of Aspen Condo (phase A) was higher than the number