wrongdoings, both in the manners of fraud and unfair securities trading, and the SEC has taken legal actions against these offenders in many cases. In this particular case, the SEC has filed a criminal

Today (December 1, 2004), the SEC filed a criminal complaint with the Department of Special Investigation (DSI) to pursue its investigation against Mr. Prasert Tangtrongsakdi, Mr. Kris Khemadham, and

criminal complaint in the STARK case, namely: (1) STARK, (2) Mr. Chanin Yensudchai, (3) Mr. Vonnarat Tangkaravakoon, (4) Mr. Chinawat Assavapokee, (5) Mr. Sathar Chantrasettalead, (6) Mr. Kittisak

, former SECC chairman responsible for the operation of the company, to falsify documents and record fictitious car inventories in the company?s account. SEC Act S.312 Criminal Complaint Filed with an

, the Criminal Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 83 of the Penal Code regarding METRO and TUCC shares. The Court inflicted the

243(2) in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 04/09/2012

, 2012 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. On July 29, 2013, the Bangkok South Criminal Court

August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 91,800. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 45,900

) the rectified annual registration statement for the year 2011 to the SEC and the SET within the specified period. On March 21, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine

the inquiry official. SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 17/09/2019