financial advisor as reasonable price for transfer of assets that has taken into account credit enhancement for securitization, providing that such financial advisor shall not be the financial advisor of the
value in accordance with the accounting standards; (2) value determined by the financial advisor as reasonable price for transfer of assets that has taken into account credit enhancement for
incurred in the actual handling of the matters shall be taken into consideration without the principal intention being to generate revenue. The fees shall become the property of the SEC Office. Chapter 2
process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the
wellness through appropriate investment opportunities and risk management can be achieved.The SEC, having taken part in the formulation of the 4th Capital Market Development Plan (2022-2027) together with
digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the records of investors’ assets under custody of the business
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Approval Deficiencies and Action Taken {{detail.auditor}} {{detail.auditor2}} {{detail.number}} {{detail.periodApproval}} {{detail.operation}} {{detail.operation2}} {{detail.labelLink}} List of auditor with
Economic and Social Development Plan, the Capital Market Development Plan and the Ad-hoc Master Plan under the National Strategy in response to COVID-19 situations. SEC has also taken into consideration the