Gains System : Unlicensed digital asset business (Disclosure Date : 09/08/2019)
, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators
understanding on their roles and responsibilities. In addition, the SEC initiated the listed company directors and management registration system for the purpose of monitoring and imposing administrative
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in
The SEC Board has approved the principles for amending the regulations concerning ICO portals to allow the outsourcing of all system operations related to ICO portals, including certain due diligence
The SEC approved rules on undertaking derivatives fund management business for derivatives fund mangers who provide services to the general investors, mutual funds, private funds, and provident funds
LIMITED Disclosure Business News ( 8 record(s) found) Date Time Heading Link 26/01/2022 18:00 Joint Investment for production and sale of electricity generated from solar rooftop power system 15/12/2021 08
the arrangement of information technology system to support IT audit, and a summary of the business and compliance system. The revision is a result of the workshop on consideration of application for