ได้เข้าร่วมประชุม MMoU/EMMoU Monitoring Group ซึ่งมีการรายงานการแลกเปลี่ยนข้อมูลของสมาชิกภายใต้กรอบความร่วมมือของ IOSCO และความคืบหน้าในการจัดการประเด็นต่าง ๆ รวมถึงการให้การสนับสนุนสมาชิกจาก IOSCO ใน
List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to
unitholders supplementary information for decision-making and must report the monitoring results to the board of directors of the asset management company and SEC.The revision is made to align with the
The Advisory Committee on Listed Company Monitoring to be chaired by SEC Secretary-General will play the role of monitoring progress on the consideration of legal proceedings and law enforcement
Mutual Fund Token Digital for investment Token Digital for investment/Utility token Issuer (Name or Symbol) Security Symbol ISIN Code Reset Last updated on 27 August 2022
Mutual Fund Token Digital for investment Token Digital for investment/Utility token Issuer (Name or Symbol) Security Symbol ISIN Code Reset Last updated on 08 August 2024
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
and Audit Oversight > Monitoring on Financial Report of Business in Capital Market Regulations SHARE : Detail Content Financial reporting and audit oversight 3. Monitoring on Financial Report