in Thailand to the highest level in line with international standards. IFAIR conducted this survey for the first time with the objective to identify the level of inspection activity and common
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the results, 192 firms responded, scoring 70% total preparedness in personal data protection.Business operators, who need to accelerate their preparedness for the Personal Data Protection Act, have been advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal b...
Bangkok, May 17, 2013 ? Thailand?s asset management industry received the overall score of B, ranking third behind the US and the Republic of Korea respectively in the Morningstar?s Global Investor Experience Study. The industry has maintained high standards in the area of regulation and taxation, as well as improvement in the area of sales and media. Nonetheless, there is still room for improvement in certain areas, particularly disclosure. The Morning Star Research announced the findings f...
Bangkok, March 9, 2011 - Following online news on statement of former Deputy Finance Minister, Pichai Naripthaphan, now a member of Pheu Thai Party?s working group on economic, he requested the SEC to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of shareholding structure prior to public disclosure of such information. Mr. Pichai believed that the SEC...
Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor
Bangkok, May 27, 2014 ? The SEC revealed audit inspection results on eight audit firms; citing all of them met quality requirements. The result, however, showed room for improvement in the area of
Bangkok, March 26, 2015 ? The SEC recently hosted ?3rd ASEAN Audit Inspection Workshop? and ?2nd ASEAN Financial Statement Surveillance Workshop,? the international audit oversight events, in Bangkok
Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit firms in the capital market, and regularly inspects and issues inspection
challenges and issues. The meeting was followed by the 8th AARG Inspection Workshop on 17-18 June 2021 to exchange knowledge and experience in audit supervision undertakings among the AARG member countries and