Bangkok, March 26, 2015 ? The SEC recently hosted ?3rd ASEAN Audit Inspection Workshop? and ?2nd ASEAN Financial Statement Surveillance Workshop,? the international audit oversight events, in Bangkok
of Securities Commissions (IOSCO) ได้จัดขึ้นเพื่อรายงานความคืบหน้าการดำเนินการในด้านต่าง ๆ และแลกเปลี่ยนความคิดเห็นระหว่างสมาชิก IOSCO ประกอบด้วยหน่วยงานกำกับดูแลตลาดทุนและหน่วยงานที่เกี่ยวข้อง 230
List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to
unitholders supplementary information for decision-making and must report the monitoring results to the board of directors of the asset management company and SEC.The revision is made to align with the
The Advisory Committee on Listed Company Monitoring to be chaired by SEC Secretary-General will play the role of monitoring progress on the consideration of legal proceedings and law enforcement
information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
surveillance system that was not circumspect enough to warn Bitkub to immediately realize a transaction that might be a price manipulation. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement
with the economy. May-24 Profit reports of Thai listed companies, Q1/2024 Source : SET, data as of May 2024 (Unit: million baht) +1.7% YoY +29.0% YoY 260,407 55,451 264,805 71,548 SET บจ. ใน SET ที่
developing existing software to accommodate digital asset trading surveillance, detect anomalies, identify demeanors and gather and prove evidence, and to promote the use of class action and establish an