Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval
Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial
Facebook page Positive good : Unlicensed securities and derivatives business (Disclosure Date : 15/04/2022)
Bangkok, October 10, 2008 ? SEC Deputy Secretary-General Prasong Vinaiphat today gave a statement reassuring investors of the sound condition of the Thai stock market despite a huge fall of SET Index earlier this week as a result of ongoing global financial crisis and domestic political uncertainty. ?Trading volatility in the Thai stock and derivatives markets is in line with our regional counterparts and, according to industry organizations and market participants, current trading conditions...
Bangkok, August 13, 2009 ? The 4th Annual General Shareholders Meeting (AGM) Assessment shows significant improvement, with 81 percent or 403 of the total 497 participating listed firms achieving ?good? score or higher (70 points or more). Unlike the previous years, the 10 bonus points were removed from the 2009 AGM scoring system, marking down the full score to 100. There are 41 full score achievers or 7.8 percent, compared to 17 or 3.5 percent of the total participants last year. The AGM A...
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 02/11/2020 - 06/11/2020
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 30/04/2019 - 14/05/2019