Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due

the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered

SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to

SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to

duties to supervise the preparation and submission of an annual registration statement for the year 2019 (Form 56-1) within the period specified by the Capital Market Supervisory Board. Mr. Varoonchai

prepare and submit the accurate financial statement for the year 2019 through the transmission system as prescribed by the Stock Exchange of Thailand resulted from the instruction or the failure to give

annual registration statement for the year 2019 (Form 56-1) through the transmission system within the period specified in the notification resulted from the instruction or the failure to give instruction

prepare and submit the key financial ratio report for the year 2020 through the transmission system of the SEC Office within the period specified in the notification resulted from the instruction or the

NMG?s failure to prepare and submit the financial statements for the year 2018 through the transmission system within the period specified in the notification resulted from the instruction or the