Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
Smart Income : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2021)
Complex Type 1 Investment Consultant
BBL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 08/05/2017 - 16/05/2017
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 26/11/2014 - 03/12/2014
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 18/02/2020 - 25/02/2020