Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due

SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to

SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to

Bangkok, March 25, 2014 ? SEC Secretary-General Vorapol Socatiyanurak emphasized importance of listed companies? Annual General Meeting of Shareholders (AGM), an event set up every year during March

Forum Deputies’ Meeting to follow up on the progress of ACMF Working Groups, which facilitate cooperation among key regional organizations in developing regional capital markets linkage and

Microsoft Word - Resolution of the Board of directors meeting No3_2018 Our Ref: CEO 015/2018 10 August 2018 Subject Resolution of the Board of Directors Meeting No.3/2018 Attn. To President of the

The meeting discussed important developments and course of actions in overseeing and developing the capital markets of member jurisdictions. For instances, issues around harmful but legal conduct

The SEC attended the International Organizations of Securities Commission (IOSCO) Growth and Emerging Markets Committee (GEMC) Annual Meeting and Conference in St. Petersburg, Russia last week. Key

SEC Secretary-General Ruenvadee Suwanmongkol and executives attended the GEMC Annual Meeting on 20 September 2019. Currently, the GEMC is composed of 80 member countries and chaired by Dr. Obaid

The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies that have recently showed their growing interest in offering digital asset advisory service and/or acting as digital asset fund manager to provide alternative investment choices for investors, but also support careful monitoring of persons giving advisory service and soliciting the public to invest in digital assets, which may be liable to fraud and ca...