Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
ความมั่นคงปลอดภัยไซเบอร์ของภาคการเงิน ประจำปี 2565 ภายใต้ชื่องาน “Cyber Resilience Leadership : SMART Goal” ซึ่งจัดต่อเนื่องเป็นปีที่ 3 โดยนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. เป็นประธานกล่าว
products altogether.Such behavioral information poses a big question for the SEC as to how best to supervise and develop the overall mutual fund business to ensure that products and services would truly
and innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets, SEC must closely monitor and supervise digital asset
Sort by: Relevance Date (Newest) Date (Oldest) The SEC’s public hearing on the proposed measures to prevent the usage of digital asset as a tool in the commission of crime and to supervise digital asset
to supervise the issuance of P/N and B/E like the way it supervises debentures. In this regard, the SEC revised rules on issuance and offering of short-term (Goal 1) SCE_Eng_p.17-32 10/29/04, 1:07 AM24