handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________
, and provide a client communication service system and complaint handling services sufficiently and efficiently. ______________________
appropriately and sufficiently in line with the number of clients and the transaction volume; 2) Rectifying the client acceptance policy to be consistent with the work systems capable of providing services
baht. This is to ensure that investment in power generation is sufficiently large when compared with the fund size which is required to be at least 2 billion baht.The consultation paper can be found at
principles will begin in 2018.The I Code consists of seven key principles, namely: (1) establishing a clear stewardship policy; (2) sufficiently managing conflicts of interest for clients? best interest; (3
associated and investment returns will be clearly and sufficiently included in prospectus. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are
. In this regard, the SEC has urged all investors to be more cautious in their securities trading and consider fundamental information sufficiently before making an investment decision. This will help to
. In this regard, the SEC has urged all investors to be more cautious in their securities trading and consider fundamental information sufficiently before making an investment decision. This will help to
. In this regard, the SEC has urged all investors to be more cautious in their securities trading and consider fundamental information sufficiently before making an investment decision. This will help to
principle-based advertising guidelines are sufficiently appropriate and consistent with securities regulations; (3) Standardize the warning notices as a single, most stringent format that covers