of their provinces and regions can be regarded as social responsibility and support sustainable development; the issues in which global investors are increasingly interested. All of the 16 companies
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly wit...
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
. Suphanan to urgently hold a shareholders meeting to elect new directors and facilitate all arrangements for a successful shareholders meeting so that IFEC would have a quorum as required by law
, “Corporate Social Responsibility: CSR” or “Environment, Social, Governance: ESG”) has become increasingly popular since the past decade or so. However, the concept was conceived and cultivated at both national