Bangkok, March 14, 2014 ? The SEC organized an event to announce the success of ?Pride of the Provinces? Project, joined by 219 companies from 39 provinces since its launch in 2011. Last night, 16 Project participants and their supporters were awarded in recognition of their success in obtaining IPO approval under the criteria.Vorapol Socatiyanurak, SEC Secretary-General, said that ?Pride of the Provinces Project, first launched in 2011, has been fully supported by our alliances, namely the Mini...
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Association of Securities Companies (ASCO) agree that such research should contain complete, useful information for investors to make sound judgments. Thus, ASCO members are asked to provide such material
Wichai Poolworaluk said: ?Our qualified volunteers have noticed considerable progress in most listed companies. The companies emphasized meeting transparency with complete and timely disclosure of meeting
. Thirachai. TIA President Wichai Poolworaluk said: ?Our qualified volunteers have noticed considerable progress in most listed companies. The companies emphasized meeting transparency with complete and
Limited ("1000X") of transactions occurring with 5,000 wallet addresses on its website, https://www.1000x.live ("1000x.live"). This system was essential for the successful operation of
two previous years. Participants will be incubated with advice in technology and fintech startups from teams of successful and experienced experts, while being educated the related supervision. This
exclusive) has been paid to the SEC on a successful submission of the applicant documents. The fee is payable to the SEC in the form of bank money transfer. The SEC will grant approval for the offer for sale
. ร่วมนำเสนอ “นวัตกรรมทางความคิดเพื่อสร้างกลไกความช่วยเหลือผู้ก้าวพลาด” ในหัวข้อ “เครื่องมือทางการเงินและแหล่งทุนสำหรับนวัตกรรมทางสังคมสำหรับผู้พ้นโทษ (Financial social innovation for successful