Complex Type 2 Investment Consultant
Plain Investment Consultant
Bangkok, February 24, 2006 ? The SEC asserted its absolute impartiality in the investigation of all allegations related to the transactions of Shin Corporation Plc. ("SHIN") despite public criticism and the credibility issue concerning the UBS AG-Singapore ("UBS") statement earlier submitted to the SEC. The SEC held a press conference yesterday to announce the investigative results of the SHIN case. Like in any other cases, the SEC exercised its power and duty as assigned by the Securities...
Bangkok, June 17, 2014 ? SEC urges securities and asset management companies to concretely consider supporting anti-corruption with disclosure of Anti-corruption Progress Indicator of listed companies in the research. Meanwhile, securities and asset management companies are also urged to become a role model for anti-corruption practices as the Indicator of each business operators will be publicized from 2016 onwards.Chalee Chantanayingyong, SEC Deputy Secretary-General, said following disclosure...
The 31st ASEAN Capital Markets Forum (ACMF) Meeting today in Phuket discussed the progress of ACMF initiatives on sustainability, connectivity and resilience. The initiative on developing a Roadmap for ASEAN Sustainable Capital Markets (Roadmap) was endorsed by the ASEAN Finance Ministers’ and Central Bank Governors’ Meeting (AFMGM) in April 2019. The Roadmap promotes a common vision and comprehensive direction towards an ecosystem for sustainable capital market development, as well as an ASEAN...
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