investor contact for a period of two years as from May 15, 2006 to May 14, 2008. To interfere with clients? assets with or without authorization is illegal. The SEC shall take stringent actions against
services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
market funds are likely to grow in size and emerge as an alternative for people looking for the place to park their cash.However, money market funds are currently subject to more stringent rules than other
from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body. Inevitably, supervision on auditor in Thai capital market must be developed in
their independent directors more stringent than the minimum requirements of the SEC and the Stock Exchange of Thailand. In this regard, the SEC introduced to them the internationally recognized best
, breaching the regulations of the Stock Exchange of Thailand and consequently being imposed upon by the organization?s punitive orders. Efficient internal control and stringent compliance units of
apply for securities listing on any of the three exchanges of LuxSE, namely (1) Bourse de Luxembourg (BdL), whose criteria are as stringent as the regulations governing public offering of corporate
investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep