SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
investor contact for a period of two years as from May 15, 2006 to May 14, 2008. To interfere with clients? assets with or without authorization is illegal. The SEC shall take stringent actions against
services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
market funds are likely to grow in size and emerge as an alternative for people looking for the place to park their cash.However, money market funds are currently subject to more stringent rules than other
from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body. Inevitably, supervision on auditor in Thai capital market must be developed in
their independent directors more stringent than the minimum requirements of the SEC and the Stock Exchange of Thailand. In this regard, the SEC introduced to them the internationally recognized best