The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

more stringent quality control on audit work has been imposed to regain https://www.sec.or.th/EN/Pages/LawandRegulations/IndependentAuditOversight.aspx English (United States) OrganizationStructure

jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain https://www.sec.or.th/EN

million baht or down by 1.62% from the previous year. To this, the selling expenses decreased by 0.95 Million Baht or decreased of 2.62% from last year. The main factor was due to a stringent control of

, breaching the regulations of the Stock Exchange of Thailand and consequently being imposed upon by the organization?s punitive orders. Efficient internal control and stringent compliance units of

Company has been able to maintain financial liquidity, so there is no significant impact of COVID-19 on debt obligations. Meanwhile, the Company has taken stringent measures to manage and control its costs

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

fixed expenses consisted of utility expense, maintenance cost and outsourced labor cost, which was reduced following to the number of stores-closing days and a stringent control of cost whereas the

supervision were insufficiently stringent because CL did not inspect that the accurate information was in place to ensure the status of qualified customers as high net worth investors. SEC Act S.113