The proposed guidelines have received public comments from several channels spanning from website, social media to focus groups.The to-be-issued rules will provide regulatory clarity for ICO issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor and deter money laundering.ICO issuers must be a company established under Thai law, with a clear bus...
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา Compliance Meeting หัวข้อ “Strengthen Self-Regulate กำกับดูแลตนเองอย่างเท่าทัน” ให้แก่เจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลัก
(APRACA) ในโอกาสเข้าศึกษาดูงานด้านการกำกับดูแลตลาดทุนของประเทศไทย ภายใต้หัวข้อ “Overview of the policies to regulate the stock market in Thailand” ณ สำนักงาน ก.ล.ต. เมื่อวันที่ 2 ตุลาคม 2566
companies and derivative business operators take full ownership of the written BCM policy and enforce strict implementation of the BCM plan. In case of outsourcing business functions to service providers, the
Investigation (DSI), the Ministry of Justice, to discuss situations in the stock exchange and update progress on the measures for building trust and confidence in the capital market, especially regarding strict
more stringent quality control on audit work has been imposed to regain https://www.sec.or.th/EN/Pages/LawandRegulations/IndependentAuditOversight.aspx English (United States) OrganizationStructure
We Regulate SEC Working https://www.sec.or.th/EN/Pages/AboutUs/TheFoundationoftheSEC.aspx
) TheFoundationoftheSEC . 2546 (2003), the Trust for Transactions in Capital Market B.E. 2550 (2007), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively. Our Roles How We Regulate SEC Working
. 2546 (2003), the Trust for Transactions in Capital Market B.E. 2550 (2007), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively. Our Roles How We Regulate SEC Working https