Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
3,011 3,219 (208) 50.5% 62.0% (11.5%) 1,521 1,997 (476) Managed 4,561 4,493 68 2,654 2,842 (188) 55.8% 65.4% (9.6%) 1,482 1,859 (377) Total Operational 11,869 9,913 1,956 2,708 2,922 (214) 51.1% 62.2
3,458 (766) 14.6% 75.1% (60.5%) 394 2,598 (2,204) Managed 3,768 4,493 (725) 2,514 3,548 (1,034) 11.3% 82.1% (70.8%) 285 2,914 (2,629) Total Operational 11,084 11,707 (623) 2,548 3,071 (523) 11.3% 73.8
looking to switch service providers. This has resulted in a decrease in the industry’s ARPU. 1Q22 MD&A Advanced Info Service Plc. 1Q22 Operational summary In 1Q22, total mobile subscribers continued to
business operations and mitigate undesirable impacts especially the operational risks. The proposed revisions include rectification of non-compliance with capital requirement and imposition of operational
: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No