on a step-by-step basis. 2. Mutual fund reporting ? The SEC Board approved the regulatory amendment to allow a mutual fund, whose maturity or dissolution date does not coincide with its
in exchanging news and information on capital market supervision and development, and rendering assistance in examination to the extent permitted by each country?s laws. In addition, the MOU will pave
be funded by the UK’s ASEAN Economic Reform Programme and the UK’s Partnering for Accelerated Climate Transitions Programme, which support knowledge and expertise sharing and regular practices on
2019to discuss the implementation and application of the DLT, to increase the efficiency and reduce cost of operation, and overall processes from the first step to the last, relating to fundraising and
Department 2) Consideration SEC official inspect qualifications of applicant by checking qualifications and status of the applicant 59 days Accounting Supervision Department (Unofficial Translation) 3 Step
Securities Commission Malaysia said ?The implementation of the Scheme is an important step towards a more efficient environment for access to capital across ASEAN. By allowing consistency of information in
facilitate cross-border capital market services by market professionals of both MoU signatories and foster a closer link between the Singaporean and Thai capital markets in the longer term. The MOU was
in Malaysia, Singapore and Thailand ("member jurisdictions"). This announcement follows the signing of the Memorandum of Understanding for the ASEAN CIS Framework by the Securities Commission of