Bangkok, October 17, 2008 ? At their quarterly meeting held on October 16, 2008, the SEC and the Association of Securities Companies (ASCO) discussed the resiliency of securities surveillance system and financial status of securities firms to cope with market volatility resulting from ongoing global financial crisis. Additional measures for client asset protection were also considered. SEC Secretary-General Thirachai Phuvanatnaranubala said: ?Securities firms? financial position is still robus...
In October 2024, the SEC conducted a hearing to gather comments from the public and stakeholders on the draft amendments to the IT Regulation and Guideline. Feedback and suggestions from stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows: (1) To adjust the frequency of submitting IT audit reports to be more appropriate for the risk level of small business operators and low-risk op...
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