Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC

former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders.  Following a report from Bualuang Securities PLC., the SEC further probed into the case

ชื่อผู้ได้มา/จำหน่าย :?TRI-STAGE INC. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 07/09/2559

ชื่อผู้ได้มา/จำหน่าย :?TRI-STAGE INC. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 20/07/2559

Audit Firm’s record - Normal

. non-listed ❖ Professional Investor ❖ Retail investor (จ ำกัดเงินลงทุน และ/หรือ จ ำนวนคน) SME-PP/CF 1. EARLY STAGE IPO/ ผู้ลงทนุทกุประเภท กิจการขนาดใหญ่ 2. EXPANSION STAGE 3. LATER STAGE 2 CROWDFUNDING

Applicant’s personal record and audit firm’s record – fast track

(FVPL)  Impairment of financial assets based on an expected credit loss (ECL) framework with financial assets classification into 3 stages. Stage 1: financial assets where the credit risk has not

investee companies to ensure that they become promptly aware of factors relevant to the value of the investee companies, and capable of problem solving at an early stage. Sustainable growth of the investee

to achieve personal goals.SEC Secretary-General Rapee Sucharitakul said, ?Saving and investment is important at every stage of our lives. We therefore encourage the public to make a viable financial