Facebook Page อ้างชื่อ For Stability : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2024)
Bangkok, September 26, 2011 ? Following last week trading, the Stock Exchange of Thailand (SET) and Thailand Futures Exchange Plc. (TFEX) today sharply plunged in the same direction as global markets while prices of gold and silver also tumbled.?Today, Thai stock indices and prices of gold and silver drastically dropped amid global markets? volatility. The SEC has closely monitored the situation and assure that all respective systems and capital market service providers, including Thailand Secu...
Facebook Page อ้างชื่อ For Stability - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 15/11/2567)
financial instruments and put in place effective regulations to ensure compliance, fairness, and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and
requirement and revision to the securities settlement cycle. This is to ensure stability, fair treatment, and non-discrimination among all types of investors.Additionally, the SEC requested the ASCO to review
appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
progresses in the areas of market supervision and development, such as quality enhancement of IPO issuers and listed companies, legal enforcement in various cases, and improved transparency and fairness in