The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
ONE ASSET MANAGEMENT LIMITED|Specific Fund | Offering Date : 16/01/2014 - 21/01/2014
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to replace the current regime whereby each license represents a bundle of business undertakings, which proves...
G.O.L (Thailand) Website: www.goldexasia.com, FB: Gold Spot Thailand : Unlicensed securities and derivatives business (Disclosure Date : 28/08/2013)
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 03/06/2013 - 12/06/2013
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 23/04/2012 - 30/04/2012
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Structured Note Fund,Specific Fund | Offering Date : 21/03/2013 - 28/03/2013
ONE ASSET MANAGEMENT LIMITED|Specific Fund | Offering Date : 12/03/2014 - 14/03/2014
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 21/01/2013 - 29/01/2013