SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 20/07/2009 - 27/07/2009
Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this exemption are as follows: (1) Rules that carry the material context similar to that state...
documented. 7 Does the firm specify conditions that require evaluation of a specific client or engagement, obtaining relevant information to determine whether the relationship should be continued, and
engagement competently If yes, how this decision is reached and whether it is documented. Does the firm specify conditions that require evaluation of a specific client or engagement, obtaining relevant
) An offer for sale of newly issued warrants and underlying shares to the public shall be in compliance with Chapter 1; (2) An offer for sale of newly issued warrants and underlying shares to specific
) June 12, 2018 Subject Increase of Registered Capital, Allocation and Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for Waiver from the Requirement
(Translation) No OCMSET/6106/002 June 12, 2018 Subject Increase of Registered Capital, Allocation and Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for
offering of the shares to specific investors (Private Placement) and the obtaining of proceeds from the offering of such newly-issued ordinary shares will occur within December 2017. The Company will use all
No. TorJor. 72/2558 re Approving a Listed Company to Offer Newly Issued Shares to Specific Investors “Market Price” means the weighted average price of the Company’s shares listed on the SET for the