SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 20/07/2009 - 27/07/2009
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
purpose, the Fund Manager may assign a person to handle a specific act on the Fund Manager’s behalf, but in any case, it shall be in accordance with the regulations specified by the Fund Committee. SECTION
organization ; (3) unit or organization of foreign government, international organization and juristic person under law of foreign jurisdiction; (4) juristic person established by specific law; and (5) issuing
organization of foreign government, international organization and juristic person under law of foreign jurisdiction; (4) juristic person established by specific law; and (5) issuing entity established in any
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