solicitor/advisor such as company’s name, address, website, online media, full name and contact details of solicitor/advisor, etc. ● Services information / recommendation received/ solicitation
decrease in unit transferring. There was no project completed construction in Q3/2017 while there were M Thonglor10 started transferring in Q3/2016 and Manor Sanambinnam continued transferring since Q2/2016
regard to any claim of high return of investment, and check whether the solicitor has obtained a license or approval properly. Public fundraising through securities offering needs prior approval while in
securities or derivatives, investors are advised to examine beforehand whether the solicitor is a legally approved or registered entity to prevent potential damage. The SEC list of licensed entities is
decrease in unit transferring. There was no project completed construction in Q2/2017 while there was Manor Sanambinnam started transferring in Q2/2016. - Revenues from hotel operations in Q2/2017 amounted
custodians for private funds and provident funds, and (2) criteria for transferring private and/or provident funds to mutual funds under management of the same asset management company.The consultation paper
products : 1. Salesman of a Broker Dealer and/or Investment House 2. Certified Investment Solicitor (salesman for shares or units of Investment Companies) 3. Key officer/s of Fund Managers (Investment
Baht 354.51 million, which was increased of Baht 41.44 million or 11.69 percent. As a result of effective ownership transferring was increased. These include Baan Pha Piyarom Niva, Natureza Phase 2, Baan
February 2020 of Rich Asia Industry Company Limited (“Subsidiary Company”) in order to do legal registration in transferring and registering the ownership of 87 machines no. 41-318-306-0197 to 0286, located
had misappropriated the client’s money by forging the client’s signature, revising the client’s significant information to access the client’s mobile banking account and transferring money from the