) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses
raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data
for three more years (2024-2026), and to expand the fee deduction scope to include consulting expenses for the preparation of carbon footprint disclosure. In this regard, the deductible amount would
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client in an unprofessional manner.The actions of {C}, {D}, {F}, and {G} were deemed performing duties beyond the scope of employment, taking advantage of client by virtue of duties, and using client
giving advice on trading derivatives contracts with underlyings of gold, precious metals, oil and foreign currencies, in a foreign market beyond the scope of permissible businesses granted to her employer
Green, Social and Sustainability Bonds Manual คู่มือการออกและเสนอขายตราสารหนี้เพื่ออนุรักษ์สิ่งแวดล้อม (“Green Bond”) หรือตราสารหนี้เพื่อพัฒนา สังคม (“Social Bond”) หรือตราสารหนี้เพื่อความยั่งยืน