, individually and as a group, should be sufficiently involved in the decision-making process of international standard setting as well as with international organisations that contribute policy analysis to the
making an investment in a mutual fund. The SEC studies on behavioral finance have revealed that investors tend to take many other factors into consideration as well when making a decision to invest in a
investment decision making, and to develop a national roadmap concerning sustainability-related issues in the financial sector, including the capital market, and the issue of human rights in business
) Information disclosure and risk warnings, as stated in (1) and (2), must be disseminated through all official channels of DA operators, communicated this matter to all clients, and informed such information to
to investors for the benefit of investment-decision making through the annual registration statement (Form 56-1 One Report), which will become effective in 2022. SEC Secretary-General Ruenvadee
contact attached to this notification. The applicant for approval for category A investor contact shall be exempt from having qualifications as specified in paragraph one above if the applicant has the
performance according to I Code, (2) Enhancing knowledge and expertise of professionals in the investment management industry by incorporating ESG factors into investment decision making, and (3) Developing ESG
expectations in terms of social responsibility and environment.In view of this, the board of directors, as the governance body, should ensure that the company has in place a mechanism to govern decision-making
that such person obtains approval as category A investor contact according to the qualification set forth in (2) of the second paragraph of Clause 4 and the approval period shall be equal to the
shall be deemed that such person obtains approval as category A investor contact according to the qualification set forth in (2) of the second paragraph of Clause 4 and the approval period shall be equal