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since? - Growth between 2001 to 2010 but stagnation 2011 – 2015? • Size of Asian family-firms. - Comparison to European and North American counterparts. • Life-cycle stage of Asian family-firms. - Facing

University INTRODUCTION • What is the effect of regulatory jurisdiction on the behavior of financial actors? Specifically, investment adviser misconduct? • Setting: Dodd-Fank re-jurisdicts “mid-size” RIAs in