Bangkok, 21 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Sarath Teganjanavanich and Ms. Malita Limlomwongse, for using inside information to buy shares of Thai Optical
significantly from the preceding quarter. Jajjai had taken advantage of the information to sell 1.3 million MODERN shares through the trading account of his daughter Benjamas before the company disclosed the
of the second quarter of 2016 would drop significantly from the preceding quarter. Jajjai had taken advantage of the information to sell 1.3 million MODERN shares through the trading account of his
The SEC approved guidelines for IPO shares allocation with the view to enhance transparency and set up mechanism for distributing shares to the public. Although, issuers and underwriters are still
SEC held a seminar under the topic of “Thailand SEC Policy Dialogue 2018: Regulating by Market Forces” on 28 November 2018 at the Grand Hyatt Erawan Hotel, with the objective to stimulate policy discussions regarding the supervision and development of capital market from important stakeholders such as SET, institutional investors, the Government Pension Fund, listed companies, intermediaries, and professionals, with the hope for the market force to play a significant role in driving forwa...
Facebook Page ชื่อ Fund shares : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
: 9/12/2562 คำถาม : บริษัทหลักทรัพย์จะพาลูกค้าไปลงทุนใน fractional shares ซึ่งเป็นหุ้นในต่างประเทศที่ถูกแบ่งเป็นหน่วยย่อย เช่น 0.1