SEC held a seminar under the topic of “Thailand SEC Policy Dialogue 2018: Regulating by Market Forces” on 28 November 2018 at the Grand Hyatt Erawan Hotel, with the objective to stimulate policy discussions regarding the supervision and development of capital market from important stakeholders such as SET, institutional investors, the Government Pension Fund, listed companies, intermediaries, and professionals, with the hope for the market force to play a significant role in driving forwa...

such a way as to take advantage of other persons by using adverse material non-public information concerning LVT net loss in Q1/2010 of 37.65 million baht which was significantly different from LVT net

PTG’s Q3/2018 performance which would significantly worsen through her securities trading accounts during 4 – 5 October 2018 prior to the disclosure of such inside information to the public on 8

PTG’s Q3/2018 performance which would significantly worsen through his securities trading accounts on 4 October 2018 prior to the disclosure of such inside information to the public on 8 November 2018

PTG’s Q3/2018 performance which would significantly worsen through his securities trading accounts during 3 September 2018 to 2 November 2018 prior to the disclosure of such inside information to the

significantly worsen. Subsequently, during 3 September 2018 to 5 November 2018 prior to PTG’s disclosure of such inside information to the public on 8 November 2018, Mr. Tharathon sold PTG stocks by using such

significantly fell from previous year Baht 129.83 million, a decrease of 59.77 percent, the lowest profit in nine years since 2004, and IT would not pay the interim dividend from the company’s performance in 4

which significantly increased from previous year Baht 270.61 million, an increase of 220.78 percent. Mr. Ratanachai used such material non-public information to gain unfair benefits over other persons by

significantly higher than the market price, thus requiring CPALL make a tender offer for acquisition of all MAKRO shares at the same price. He obtained the material non- public information by virtue of his

Netherland B.V. (SHV) to purchase 154,429,500 MAKRO shares or 64.35 percent of the total issued ordinary shares sold of MAKRO then held directly and indirectly by SHV, at 787 baht per share significantly