Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
’ problems and have ideas for solutions and teams must be dedicated to have ideas come true. Sufficient budget is also required to run business.” Before the end, Mr. Poramin Insom said “The most important
Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
, Bangsamark Sub-District, Bangpakong District, Chachoengsoa Province. 4. Object and Benefit for making the transaction To be as the production plant of the elastic braiding which is the mutual benefit to the
power of control” means any shareholder or any person who, by circumstances, has significant influence over the policy making, management or operation of a business, whether such influence is resulted
decision. Non-compliance may cause the advertisement to be ceased or revised.Advertisement on selling of mutual fund investment units must include mutual fund?s significant information for investor?s
specified by the SEC Office, accordingly, this Notification states the rules on sufficient disclosure of information in Clause 2 and the amount of units deemed to object the transaction in Clause 3 pertaining
. Investors should object to any trading activities that do not comply with their investment objectives and monitor regularly the ongoing record of their trading transactions sent to them by the responsible
execution program. She also transferred her own money into the client’s trading account as a collateral for trading loss. Meanwhile, the client did not contradict or object to the record of confirmed