consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to

misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed

payment of subscribed shares as the consideration of the assignment of participation interests in Draugen Field and Gjøa Field in Norway to pay to Shell in accordance with the agreements regarding the

the firm assures that all staff has sufficient accounting and auditing knowledge enough to perform their audit work? 12 Does the firm conduct significant amount of in house training? 13 Does the firm

following significant resolutions: 1. Approved the increase in capital investment in ALP FPI PARTS PRIVATE LIMITED (ALP FPI) located in 673,674 Village: GugalKota, Neemrana, Shahjahnpur, Alwar (Rajasthan

Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has been failing to report a summary of the assignment of other persons to

81.0 million, or 72.0% yoy. Dusit Thani PCL Management Discussion and Analysis For the 2nd Quarter 2017 P a g e | 5 Financial Position The significant items in the consolidated statement of financial

applicable recommendation made, attempted selection via review of major family-firms in given nation. • Assignment of specific to given nation and associated limitations. 9 CASE STUDY FINDINGS – MAJOR ISSUES

to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that Zipmex has been failing to report a summary of the assignment of other persons to perform

join an audit client: (a) if a partner – has the firm ceased significant connections between it and this individual; (b) has work done by the person leaving been reviewed by a more senior audit