important information and business secrets of the company without approval. He later resigned from the company.  SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended

can timely identify, capture, process, communicate and maintain relevant and reliable information for supporting the SOQM? 3 How does the firm keep the communicated information current, meaningful and

Bangkok, July 8, 2016 ? The SEC Independent Audit Inspection Activities Reports for the second-cycle period during 2013-2015 have shown significant progress in the quality control system of audit

and continuance process The important findings arising from risk assessment occurred most frequently in following areas. (1) Risk assessment did not covered all significant areas such as assessing the

The meeting discussed significant and challenging issues such as harmful, but legal conduct. In this regard, the SEC Secretary-General shared her view on the importance of information disclosure

significant rise to the world’s 3rd highest rank with 86 scores, from No. 15 with 75 scores in the preceding year. Such development was a result of the improvement in the Ease of Shareholder Suits Index

market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future

significant information that is necessary for investment decision making of investors. The important information section of a prospectus under paragraph one shall be typed in an easily legible font size, except

views and sharing experiences on infrastructure fund supervision among regulators and related stakeholders from capital markets of Thailand, Cambodia and Lao PDR. It also emphasized the important role of

จัดจําหนายหลักทรัพย D. Auditors ผูสอบบัญชี II. OFFER STATISTICS AND EXPECTED TIMETABLE A. Offer Statistics รายละเอียดหลักทรัพยท่ีเสนอขาย B. Method and Expected Timetable วิธีการและกําหนดเวลาการเสนอ