BANGKOK, October 12, 2006 ? The SEC ordered Compass East Industry (Thailand) Plc. (CEI) to cooperate with its auditor in the examination of the company?s inventory, machinery, equipment, moulds and
Bangkok, August 16, 2007 ? The SEC signed a Memorandum of Understanding with the Monetary Authority of Singapore (MAS) today to provide a mutual recognition of market professionals. The MOU
Line อ้างชื่อ RICH WITH STOCKS 23 : Unlicensed securities and derivatives business (Disclosure Date : 10/09/2024)
which involve setting operational standards, code of conduct, and guidelines for supervising members and their personnel in accordance with professional standards. In drawing up such plan, the ASCO must
Following the tips from various sources to SEC, there are solicitations via social media platforms regarding investment in digital assets in addition with claims of several exchange services for
issuers nor ICO portals recognized by SEC at this moment. Once there exists an ICO issuer or ICO portal fully complied with the regulations, SEC will publish such information on the SEC website.In the
IFEC and its subsidiaries.The SEC is also suspicious of an IFEC creditor that has filed a business rehabilitation plan with the Central Bankruptcy Court and has asked for Mr. Suphanan to be a temporary
The SEC Management introduces the new look of corporate website www.sec.or.th, featuring multi-device accessibility as well as more user-friendly experience for the public, investors and regulated entities.
and financial status of securities firms to cope with market volatility resulting from ongoing global financial crisis. Additional measures for client asset protection were also considered. SEC