Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
Facebook Page ชื่อ Fund shares : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
Facebook Page ชื่อ Fund shares : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
: 9/12/2562 คำถาม : บริษัทหลักทรัพย์จะพาลูกค้าไปลงทุนใน fractional shares ซึ่งเป็นหุ้นในต่างประเทศที่ถูกแบ่งเป็นหน่วยย่อย เช่น 0.1
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure
SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or
Microsoft Word - form246-2_24 Nov 2020_PP Ordinary Shares)_PP 1 Report of the Acquisition or Disposition of Securities (Form 246-2) 1. The business’ name: T.KRUNGTHAI INDUSTRIES PUBLIC CO.,LTD
Facebook Page อ้างชื่อ Buy-sell BH shares : Unlicensed securities and derivatives business (Disclosure Date : 02/02/2024)
Facebook Page อ้างชื่อ HSH shares : Unlicensed securities and derivatives business (Disclosure Date : 08/02/2024)