SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder

total revenue from the other clients thereof. 7. Safeguards against independence impairment of the partners in the Audit Firm Please explain the safeguard against independence impairment of the partners

of the ultimate shareholder of the Audit Firm. If the major shareholder of the Audit Firm is a company, please specify the major shareholder of that company in order that the SEC Office will have the

safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by

and Construction Public Company Limited (“Unique”) would like to inform regarding to a Connected Transaction since the major shareholder of Suphankeeree Company Limited (“Suphankeeree”) is the same

Satochi Company Limited Satochi Company Limited ("Satochi"), a digital asset broker, is obligate to submit a request for approval of major shareholder to the SEC office within the period

association and the directors of TIA’s Shareholder Rights Protection Volunteer Club, and discussed the ways to enhance shareholder and investor rights protection in response to the changes in capital market

) and advertisements on shareholder meeting. This would allow shareholders to take part in shareholder https://www.sec.or.th/EN/Pages/ABOUTUS/TOWARDINTERNATIONAL-DOINGBUSINESS.aspx English (United States

electronic systems, which enable the delivery of documents (e-delivery), proxies (e-proxy) and advertisements on shareholder meeting. This would allow shareholders to take part in shareholder https