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SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

realized the importance of business preparation in this matter. For this reason, SEC is set to launch an online training under the topic of “Incident Response from the Pentester’s Eyes View” and

Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder

by the Office of the Securities and Exchange Commission (if any); □ has operated its business for more than 3 years; □ has operated its business for less than 3 years. Shareholder of an applicant who

businesses as approved by the Office of the Securities and Exchange Commission (if any); □ has operated its business for more than 3 years; □ has operated its business for less than 3 years. Shareholder of an

shareholder. This accounted 75.35 % in the third quarter of 2017. The company has not received a written valuation by an independent evaluation. So it is not yet recorded profit from changes to the investment

member, or employee or a person holding any other equivalent position, including a person participating in the management of a member; (3) is a shareholder with the controlling power of the derivatives

Miss Manee Khemthong Between December 21, 2018 and June 1, 2020, Miss Manee Khemthong, at the time incident an Finance & Accounting Director responsible for calculated the net capital of AEC

Alist Private Company Limited Alist Private Company Limited was liable for its failure to prepare and submit the default report of bills and debentures, incident which affects or is likely to affect