SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

shareholder(s) that have ultimate control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or

the ultimate shareholder(s) delegate or assign their authorization to the CFO? B4 How does the firm design its organizational structure that promotes quality, tranparency, and acting in the best

allocated to existing shareholder. The entitle shares is set on July 6, 2018 (the Record Date). The first allotment will be allocated to the existing shareholders at the ratio of 4 existing ordinary shares

Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder

: assign the board of directors to indicate the offering price in accordance with the market price at the time of offer 2 nd case: the shareholders resolved to clearly indicate the offering price 3 r d case

. Audit Committee’s………………. 9. Audit Committee's Opinion - Regarding to the above connected transaction, Audit Committee has agreed that it is reasonable to assign MTC to manage this amount of money as they

of the following relationships: (1) spouse and the child who has not yet become sui juris; (2) relationship between a juristic person and a shareholder or partner of such juristic person which holds

Ref.: EFORL IR010/2020 9 March 2020 Subject: Notification of resolution of Board of Director meeting, schedule of the 2020 Annual General Meeting of Shareholder, Dividend Omission and Acquisition and

, the Board of Directors and Audit Committee has agreed that it is reasonable to assign MTC to manage this amount of money as they are potential to implement the effective cash management right their