SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
The notification of the Ministry of Finance regarding prescription of conditions for securities company to apply for approval of person to be major shareholder defines the “Major Shareholder” as
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Microsoft Word - 2018AH_SET_SGAH (E) version FINAL (Amendment) 99 หมู่ที 1 นิคมอุตสาหกรรมไฮเทค ตาํบลบา้นเลน อาํเภอบางปะอิน จงัหวดัพระนครศรีอยธุยา 13160 ประเทศไทย โทรศพัท ์(035) 350 880 โทรสาร (035
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SEC Secretary-General Ruenvadee Suwanmongkol said: “By 2021, Thailand will have become a full-scale aging society with the elderly population accounting for 20 percent of the total population. Yet, most of today’s documented workforce are unlikely to earn adequate income after retirement. Given this landscape, retirement savings has become a part of the national agenda stated in the 20-Year National Strategy, the 12th National Economic and Social Development Plan and the Capital Market De...
Bangkok, August 7, 2009 ? The SEC is conducting a public consultation on the proposed revision to derivative warrant (DW) rules to facilitate the issuance and offering of DW while ensuring proper investor protection according to the risk levels of different types of DW. The principles for the revision are as follows: 1. Qualifications of DW issuer: In case of partial or no collateralization, DW issuer is required to have risk management capability and strong financial position in order to r...